COURSE DURATION: 5 Days.
DAY 1
ACTIVITY
- Introduction and Course Objectives.
- Overview -Annex SL – Common Text for ISO standards.
- Section 1: Clause 3 ISMS Terms & Definitions.
- Section 2: Clause 4 External Context and Information security requirements and ISMS Legalcompliance.
- Section 3: Clause 5 Leadership and Management Commitment, Reviewing Scope of ISMS.
- Section 4: Clause 6 Reviewing Risk Assessment methodology & Risk Register.
- Section 5: Clause 8 Reviewing Risk Treatment Plan – Overview of Annex A and reviewing the Statement of Applicability (SOA).
- Section 6: Clause 7 Reviewing Support Processes including HR.
- Section 7: Clause 7 Reviewing ISMS Documented information requirements.
- Section 8: Clause 9 Reviewing ISMS implementation and effectiveness.
- Section 9: Clause 9 & 10 Reviewing ISMS Monitoring and Improvement.
DAY 2
ACTIVITY
- Recap – Day 1.
- Reviewing controls in Annexure A – controls A.5.
- Reviewing controls in Annexure A – controls A.6 to A.7.
- Reviewing controls in Annexure A – controls A.8.
- Candidate Assessment.
- Course Feedback.
DAY 3
ACTIVITY
- Introduction and Course Objectives.
- Auditing.
- The International Standards.
- Definitions of Auditing.
- Types of Audit.
- Audit Principles.
- Assessment SECTION 1& 2 Managing an Audit Programme.
- Establishing the audit programme objectives.
- Establishing the extent of the audit programme.
- Identifying and evaluating audit programme risks.
- SECTION 3.
- Audit Activities.
- Conducting Document Review Assessment SECTION 4A & B (Documentation Review).
- On site activities.
- Audit Plan.
- Assessment SECTION 5A (Audit Plan).
- Preparing for the On-Site Activity.
- Preparing the working Documents Audit Checklist Assessment SECTION 5B & C (Checklist).
- Conducting On Site Audit Activities.
- Opening Meeting.
- Assessment SECTION 6 (Opening meeting).
- Close of Day 1.
DAY 4
ACTIVITY
- Conducting the Audit.
- Audit Findings.
- Assessment SECTION 7 (Multiple choice questions).
- Assessment SECTION 8 and Section 9 A (Case Study and CAR).
- Assessment SECTION 8 and Section 9 A (Case Study and CAR) (Case Study).
- Closing Meeting.
- Preparing, Approving and Distributing the Audit Report.
- Completing the Audit.
- Conducting an Audit Follow-Up.
- Assessment SECTION 9 A & B.
- Assessment SECTION 9 A & B (Report writing and Closing meeting).
- Competence of Management System Auditors.
- Competence of Management System Auditors.
- Auditor Evaluation process.
- Assessment SECTION 10, 11 & 12 (Multiple choice questions).
- Questions /Answers and Close.
DAY 5
ACTIVITY
- Recap Auditing.
- Recap Definitions of Auditing.
- Role & Responsibility of Team Leader and Team members.
- Establishing the audit programme objectives.
- Establishing the extent of the audit programme.
- Identifying and evaluating audit programme risks.
- Selection of Audit Team.
- Allocation of responsibilities to the team members.
- Directing audit team member and resolving conflict.
- Methods for Collection of Audit Evidence.
- Grades of Auditors.
- Activity – Case Study.
- Assessment.
